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Financial Conduct Authority
Oct 11, 20232 min read
FCA decides to fine and ban James Staley
The FCA has decided to fine former CEO of Barclays, James Staley, £1.8 million.
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Financial Conduct Authority
Oct 1, 20232 min read
FCA fines ADM Investor Services International £6.5m for serious financial crime control failings
The FCA raised concerns with ADMISI in 2014 about its AML systems, including the absence of a formal process to classify customers by risk.
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Financial Conduct Authority
Dec 9, 20222 min read
FCA fines Santander UK £107.7 million for repeated anti-money laundering failures
Santander had ineffective systems to adequately verify the information provided by customers about the business they would be doing.
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